HOME>Rules & Regulations
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| File Name | Format | Effective Date |
|---|---|---|
| Articles of Incorporation * | September 30, 2007 | |
| Trading Member Regulations * | October 27, 2008 | |
| Trading Regulations * | December 30, 2009 | |
| Special Provisions for Trading Regulations for Exchange FX Margin Transactions * |
October 27, 2008 | |
| Brokering Terms * | June 1, 2009 | |
| Special Provisions for Trading Regulations and Brokering Terms for Options * | December 30, 2009 | |
| Clearing Regulations * | September 30, 2009 | |
| Regulations for Margin and Unsettled Market Derivatives Contracts * | September 28, 2009 | |
| Regulations for Margin and Unsettled Contracts for Exchange FX Margin Transactions * |
September 30, 2009 |
*Changes in these rules and regulations shall take effect with FSA-approval pursuant to Article 149 and Article 156-12 of the Financial Instruments and Exchange Act.
Rules & Regulations related to Articles of Incorporation
| File Name | Format | Effective Date |
|---|---|---|
| Rules for Advisory Committees | July 1, 2008 |
Rules & Regulations related to Trading Member Regulations
| File Name | Format | Effective Date |
|---|---|---|
| Enforcement Regulations for Trading Member Regulations | June 1, 2009 | |
| Schedule of Default Interest Rates under TFX Clearing Agreement | September 30, 2007 | |
| Regulations for Eligible Securities for Market Entry Deposit | September 28, 2009 | |
| Inspection Regulations | September 30, 2007 | |
| Mediation Regulations | April 1, 2004 | |
| Joint Mediation Regulations | April 1, 2004 | |
| Regulations for Trading Registration Fees and Other Charges | October 27, 2008 |
Rules & Regulations related to Trading Regulations
| File Name | Format | Effective Date |
|---|---|---|
| Enforcement Regulations for Trading Regulations | January 5, 2009 | |
| Enforcement Regulations for Special Provisions for Trading Regulations for Exchange FX Margin Transactions | October 27, 2008 | |
| Market Maker Regulations | December 3, 2007 | |
| Market-Making Regulations for Exchange FX Margin Transactions | October 27, 2008 |
Rules & Regulations related to Brokering Terms
| File Name | Format | Effective Date |
|---|---|---|
| Schedule of Default Interst Rates under the Agreement concerning Establishment of Interest Rate Futures Transactions Account and the Agreement concerning Establishment of FX Mrgin Transactions Account | September 30, 2007 |
Rules & Regulations related to Special Provisions for Options
| File Name | Format | Effective Date |
|---|---|---|
| Enforcement Regulations for Special Provisions for Trading Regulations and Brokering Terms for Options |
April 28, 2008 |
Rules & Regulations related to Clearing Regulations
| File Name | Format | Effective Date |
|---|---|---|
| Enforcement Regulations for Clearing Regulations | July 3, 2009 | |
| Regulations for Eligible Securities for Clearing Deposit | September 28, 2009 | |
| Japanese Yen Settlement Regulations | April 28, 2008 | |
| Enforcement Regulations for Regulations for Margin and Unsettled Market Derivatives Contracts | September 28, 2009 | |
| FX Exchange Margin Settlement Regulations | September 30, 2007 |
| File Name | Format | Effective Date |
|---|---|---|
| TFX Clearing Agreement | April 28, 2008 | |
| Agreement concerning Establishment of Interest Rate Futures Transactions Account *1 |
June 1, 2009 | |
| Agreement concerning Customers of Both Executing Member and Carrying Member |
September 30, 2007 |
* 1 Other documents with disclaimers attached are English translations of Japanese original documents. The document entitled ‘Agreement concerning Establishment of Interest Rate Futures Transactions Account’ is not a translation and is in its original form. This document was submitted to the FSA independently.
Before starting give-up trades, a give-up agreement needs to be entered into among a Customer, an Executing Member and a Carrying Member to specify the fees, payment terms, conditions for the rejection of take-up trades, etc, in accordance with Article 7-4 of the Brokering Terms. The form of International Uniform Brokerage Execution Service (Give-up) Agreement prepared by FIA (Futures Industry Association) is available for reference and can be used as the give-up agreement among a Customer, an Executing Member and a Carrying Member if the parties agree so. For details, please see the following website (http://www.futuresindustry.org/giveup-agreements2.asp).
| File Name | Format | Effective Date |
|---|---|---|
| Outline of Rules for New TFX System on Interest Rate Futures Trading | November 4, 2008 | |
| Block Trade Schemes | October 6, 2008 |
The originals of all the rules, regulations, forms of agreements, and outline of rules of TFX have been prepared in the Japanese language only and the Japanese language texts shall govern for all purposes and in all respects. Accordingly, all questions that may arise within or without courts of law in regard to the meaning of the words, provisions and stipulations of the rules, regulations and agreements shall be decided in accordance with the Japanese language texts.
Whilst reasonable care has been taken to ensure that these translations are accurate and free from errors, no liability is accepted by TFX in any circumstances.
